Broker-dealer compliance : a case-based guide to compliance program elements and practices
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ShareCopied to clipboardBroker-dealer compliance : a case-based guide to compliance program elements and practices is a book. It was written by James A. Fanto and published by Edward Elgar Publishing in 2023.
Key facts
- author: James A. Fanto
- publication date: 2023
- book publisher: Edward Elgar Publishing
- book series: Elgar compliance guides
- book subjects: Securities-United States, Stock exchanges-Law and legislation-United States
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"Broker-dealer compliance : a case-based guide to compliance program elements and practices" is one of the books by James A. Fanto, books by Edward Elgar Publishing and 2,617,384 books in our database.
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